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   » Investor OnBoarding for APX
 
 
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Investor OnBoarding for APX
Investor OnBording for APX is a web-based solution specifically designed for SS&C Advent Software and exclusively for Advent Portfolio Exchange (APX) customers.

It provides APX client firms the ability to manage the Client OnBoarding processes, addressing their clients’ Regulatory and Risk requirements, resulting in optimized client services offered, increased operational efficiency, unified client information as well as their risk profile, all in one system.

OnBoarding includes:
  • Contact Information (KYC, CIP)
  • Appropriateness Questionnaire
  • Investment Suitability Assessment
  • Client Risk Profiling & Risk Rating
  • Client Investment/Model Portfolio Matching
The solution can be accessed either via APX or as a web application over the client’s intranet. In both cases it is fully integrated with APX.

All data are saved in APX CRM and printed for client review/signature. Template questionnaires as well as on-boarding flows and processes, based upon the latest regulatory requirements, are delivered with the core package but both can be parametrized and changed by client.

When OnBoarding is combined with KlarityRisk Mandates, then an end-to-end solution -onboarding to ongoing processes- is provided for the duration of the client relationship.

The combination of these fully integrated solutions, delivers the necessary, objective and automated business and risk-related processes to ensure that the risk of the suggested investment portfolio model complies with client risk preference.  Hence, it can moderate client litigation risk and mitigate operational and reputational risks.


 
 
 
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